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The TMX group of companies includes leading global exchanges such as the Toronto Stock Exchange, Montreal Exchange, and numerous innovative organizations enhancing capital markets.  United as a global team, we’re connecting cross-functionally, traversing industries and geographies, moving opportunity into action, advancing global economic growth, and propelling progress. Through a rich exchange of ideas, meaningful collaboration, and a nimble operating model, we’re powering some of the nation’s most critical systems, fueling capital formation and innovation, bringing increased opportunity to business visionaries, product ingenuity to consumers, and career exploration to our team.

Experience:

Mid-level

Education Required:
  • A business degree (B.Comm) or Business Diploma with a major in Finance or Accounting.
  • A postgraduate degree or professional designation (CPA, LLB, CFA, MBA, CBV) is preferred.
Salary Range:

$70,000 - $85,000

Position description

Reporting to the Director, TSXV Listings at the TSX Venture Exchange, the Senior Specialist is responsible for the independent review and analysis of listing notifications and submissions pertaining to various transactions of Exchange-listed issuers.

Reports to: Director, TSXV Listings

This role is hybrid (2 – 3 days in the office/week) – based in Vancouver, BC.

Key Accountabilities:

  • Review applications and/or proposals made by Listed Issuers, approve transactions and/or further actions where appropriate, and communicate decisions to the management of Listed Issuers and/or their advisors, including auditors and legal counsel.
  • Prepare and send formal correspondence to Listed Issuers and prepare official bulletins to be disseminated to market participants.
  • Review and coordinate the processing of Listed Issuer filings in a timely manner.
  • Prepare written memos outlining a summary of an applicant’s submissions, issues and waiver requests, analysis, and recommendation (when a policy waiver or discretion is required).
  • While maintaining a pro-business and solutions-oriented approach, ensure that Listed Issuers transact business within the rules and policies of the Exchange in order to assist with continuing eligibility for listing on TSXV.
  • Collaborate closely with the Exchange’s Compliance staff on relevant issues.
  • Provide guidance to the public and to Listed Issuers and their advisors. This includes conferring with partners with respect to proposals affecting Exchange policy, providing guidance on the Exchange’s possible position of interpretation, and suggesting to Listed Issuers and their advisors as to possible ways to proceed. This would be done in consultation with other key business partners.
  • Carry out special assignments and other filing submissions as the need arises with direction from the Director, TSXV Listings.
  • Ensure accurate billing of fees and the timely collection of fees on assigned submissions.
  • Timely updating of internal submission management systems.
  • Carry out special assignments and/or public speaking engagements and participate in Exchange workshops as the need arises.

Salary Range: $80,000/year – $85,000/year CAD

Please note that the Salary Range included is a guideline only. The salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge, skills, and experience.

The recruiting efforts for this role are intended to fill a vacant position.

For this role AI-assisted tools are utilised as one input in the application and screening process. AI does not make final hiring or interview decisions.

Required skills / Experience

Must have(s):

  • A business degree (B.Comm) or Business Diploma with a major in Finance or Accounting.
  • A postgraduate degree or professional designation (CPA, LLB, CFA, MBA, CBV) is preferred.
  • A minimum of 2 years of related business experience (securities industry is preferred).
  • Excellent analytical and interpersonal skills and the ability to work independently within time constraints is essential.
  • Demonstrated ability to communicate clearly and effectively in writing and verbally is necessary.

Nice to have(s):

  • Completion of the Canadian Securities Course and other industry-related courses is a definite asset, as is an understanding of the public venture capital marketplace in relation to junior companies.
  • Proficient digital literacy in the Google Suite of products.
  • Familiarity with TSX Venture Exchange’s Listed Issuer Corporate Finance Manual, the Securities Act and the Business Corporations Act.
  • Familiarity with the TSX and TSX Venture trading rules, including clearing and settlement procedures.
Senior Specialist, TSXV Listings (1 Year Contract)
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How to Apply

Please apply online at the link below.

 

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